Risk Management

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3.Risk Management

  • - We have established standards and procedures for internal control, risk management regulation, and operational guideline to operate and manage funds and protect investor’s interest
  • - We have appointed Compliance Officer to plan policies related to internal control, collect information, and create an environment to comply with employee’s laws and regulation
  • - Compliance Officer has implemented the Internal Control System, by which Compliance Officer performs pre-monitoring, self-education procedures in accordance with the Internal Control Program
  • - A compliance team, separated from the fund operation division, is formed to perform risk management

Risk Management / Internal Control Process

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